The effects of normobaric and hypobaric hypoxia on cognitive performance and physiological responses: A crossover study
Read full paper →- Authors
- Erich Hohenauer, Livia Freitag, Joseph T. Costello, Thomas B. Williams, Thomas Küng, Wolfgang Taube, Miriam Herten, Ron Clijsen
- Journal
- PLoS ONE
- Year
- 2022
- Citations
- 11
TL;DR
This study found that while cognitive performance and brain oxygenation were similar between normobaric (simulated altitude) and hypobaric (actual altitude) hypoxia, actual altitude led to slightly higher heart rate and sympathetic nervous system activation, suggesting it might be more physiologically stressful.
What they tested
This study investigated how two types of low-oxygen environments — normobaric hypoxia (NH) and hypobaric hypoxia (HH) — affect cognitive performance and various physiological responses.
The **interventions** were:
**Normobaric Hypoxia (NH):** A low-oxygen environment created by reducing the oxygen concentration in the air at sea level, simulating altitude without a change in atmospheric pressure. The partial pressure of inspired oxygen (PiO2) was 100.9 ± 1.3 mmHg, roughly equivalent to an altitude of about 3,500 meters (11,500 feet).
**Hypobaric Hypoxia (HH):** A low-oxygen environment created by reducing both oxygen concentration and atmospheric pressure, mimicking actual high altitude. This was tested in two phases:
* **HH1 (First day of ascent):** PiO2 was 105.6 ± 0.4 mmHg, similar to NH in terms of oxygen availability, but with lower atmospheric pressure.
* **HH2 (After an overnight stay):** PiO2 was 106.0 ± 0.5 mmHg, again similar to NH and HH1, but after a period of exposure to the hypobaric hypoxic environment.
**Normobaric Normoxia (NN):** A control condition with normal oxygen levels and atmospheric pressure at sea level. PiO2 was 146.0 ± 1.5 mmHg.
The **comparators** were the different hypoxic conditions against each other, and against the normoxic control.
The **outcome measures** included:
**Cognitive Performance:** Assessed through a specific test measuring:
* **Throughput:** The amount of work completed.
* **Accuracy:** The correctness of responses.
* **Reaction Time:** How quickly responses were made.
**Physiological Responses (at rest and after a 3-minute step-test):**
* **SpO2 (Peripheral Oxygen Saturation):** The percentage of oxygen-carrying hemoglobin in the blood, measured non-invasively.
* **NIRS (Near-Infrared Spectroscopy):** Used to measure cerebral tissue oxygenation index, indicating oxygen levels in the brain.
* **Cardiovascular Data:** Primarily heart rate (HR).
* **Perceptual Data:** Subjective measures, likely related to perceived exertion or discomfort, though specific scales are not detailed in the abstract.
* **Sympathetic Activation (SNSi):** An index reflecting the activity of the sympathetic nervous system, which is involved in the "fight or flight" response and stress.
Who was studied
The study included **20 healthy participants**, evenly split with **10 females and 10 males**.
Their average age was **27.6 ± 6.2 years** (meaning most were between 21 and 34 years old).
Their average weight was **73.6 ± 13.7 kg** and average height was **175.3 ± 8.9 cm**.
The study was conducted in a controlled laboratory setting, likely a hypobaric chamber for the HH conditions and a normobaric chamber for NH, ensuring precise control over environmental conditions.
How they measured it
**Cognitive Performance:** Participants completed a specific cognitive performance test. While the abstract doesn't name the exact test, such tests typically involve tasks designed to assess attention, memory, processing speed, and executive functions. The output measures were throughput (how much was done), accuracy (how well it was done), and reaction time (how fast it was done).
**Peripheral Oxygen Saturation (SpO2):** This was measured using a pulse oximeter, a non-invasive device typically clipped to a finger, which estimates the percentage of hemoglobin in the blood that is saturated with oxygen.
**Cerebral Tissue Oxygenation Index:** This was measured using Near-Infrared Spectroscopy (NIRS). NIRS is a non-invasive optical technique that uses light to measure changes in oxygenated and deoxygenated hemoglobin concentrations in the brain tissue, providing an index of brain oxygenation.
**Cardiovascular Data:** Heart rate (HR) was measured, likely using an electrocardiogram (ECG) or a heart rate monitor, both at rest and during the step test.
**Perceptual Data:** While not specified, this typically involves subjective ratings using scales, such as the Borg Rating of Perceived Exertion (RPE) for the step test, or visual analog scales for discomfort or other symptoms.
**Sympathetic Activation (SNSi):** The abstract refers to a "sympathetic activation index" (SNSi). This is often derived from heart rate variability (HRV) analysis, which looks at the beat-to-beat changes in heart rate. Certain patterns in HRV are indicative of sympathetic nervous system activity.
After the cognitive test, participants performed a **modified Harvard-step protocol**. This is a standardized exercise test where individuals step up and down onto a platform at a set pace for a specific duration (in this case, 3 minutes). It's used to assess cardiovascular fitness and physiological responses to a controlled physical stressor. Measurements (SpO2, NIRS, cardiovascular, and perceptual data) were collected both at rest and after this step test.
Methodology
This was a **partially randomised controlled, crossover study**. This design is powerful for comparing different conditions within the same individuals, as each participant serves as their own control.
**How they ran the study:**
1. **Participants:** 20 healthy individuals completed all four environmental conditions.
2. **Conditions:**
* **Normobaric Normoxia (NN):** Normal oxygen and pressure.
* **Normobaric Hypoxia (NH):** Low oxygen, normal pressure (simulated altitude).
* **Hypobaric Hypoxia 1 (HH1):** Low oxygen, low pressure (actual altitude, first day).
* **Hypobaric Hypoxia 2 (HH2):** Low oxygen, low pressure (actual altitude, after overnight stay).
3. **Sequence:** The abstract states it was "partially randomised." This likely means the order of the *three distinct conditions* (NN, NH, and the HH sequence) was randomized for each participant. However, the HH conditions themselves were sequential: HH2 always followed HH1, as HH2 specifically involved an "overnight stay" after the initial HH exposure. This fixed sequence for HH1 and HH2 is why it's "partially" randomized.
4. **Protocol per condition:** In each environment, participants first completed a cognitive performance test. Following this, they performed a 3-minute modified Harvard-step protocol. Physiological and perceptual data were collected at rest and after the step test.
5. **Washout Periods:** While not explicitly stated, a crossover design typically includes sufficient washout periods between conditions to ensure that the effects of one condition do not carry over and influence the next. Given that HH2 involved an overnight stay, and the other conditions were distinct, it's implied there were breaks between the main NN, NH, and HH exposures.
**Why this design matters:**
**Crossover Design:** By having each participant experience all conditions, the study effectively controls for individual differences in physiology and cognitive ability. This significantly reduces the variability in the data, making it easier to detect true effects of the interventions with a smaller sample size compared to a parallel-group design. It means that any observed differences between conditions are more likely due to the environment itself rather than differences between people.
**Randomisation (Partial):** Randomizing the order of exposure to the main conditions (NN, NH, HH sequence) helps to minimize the risk of "order effects" or "carryover effects." For example, if everyone experienced hypoxia first, they might perform better on later normoxia tests due to practice, or worse due to fatigue. Randomization helps distribute these potential biases evenly across conditions. The "partial" aspect, where HH2 always follows HH1, means that any effects observed in HH2 compared to HH1 could be due to the longer exposure (overnight stay) or simply the sequence itself, rather than a truly independent condition.
**Control Condition (NN):** Including a normobaric normoxia condition provides a baseline against which the effects of both types of hypoxia can be compared, allowing researchers to quantify the impact of reduced oxygen.
**Acute Exposure:** The study focuses on acute responses to hypoxia, with HH2 providing a slightly longer exposure (overnight). This design is suitable for understanding immediate physiological and cognitive adjustments.
**What this design can and cannot prove:**
**Can Prove:** This design can strongly suggest causal relationships between the specific hypoxic environments and